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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-26 |
| OH | RA | APPROVED | 2016-12-08 |
Branch Locations
5000 Rockside Road Ste. 550, Independence, OH 44131 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Independence | OH | 03/2010 | 12/2016 |
| Lpl Financial, Llc | Independence | OH | 12/2016 | Present |
| Private Advisor Group, Llc | Independence | OH | 12/2016 | Present |
1. 12/8/2106 - INDEPENDENCE FINANCIAL SERVICES LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/2/2016 - Time Spent 100%. 2. 12/21/2016 - Private Advisor Group - DBA: INDEPENDENCE FINANCIAL SERVICES, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/2/2016 - Time Spent 100% - I provide investment advisory services through PAG, an independent investment advisor firm. I started this business activity in 12, 2016. I expect to spend approximately 100% of time on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/21/2016 - PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/2/2016 - Time Spent 100% - I provide investment advisory services through PAG, an independent investment advisor firm. I started this business activity in 12, 2016. I expect to spend approximately 100% of time on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/23/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/08/2017 - 4 Hours Per Month During Securities Trading. 5. 2/23/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/07/2017 - 10 Hours Per Month During Securities Trading. 6. 3/21/2018 - Packard General Agency - Investment Related - Address: N/A, do not provide services at the company location. - Non-Variable Insurance - Started 02/27/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Refer clients to the Packard Agency for health insurance. 7. 06/18/2026 - Anglin Acres LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Cortland, OH - Start Date 01/08/2025 - 10 hours per month/ 0 hours during trading 8. 07/01/2026 - NFP - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/01/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-24 |
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