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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-03 |
Branch Locations
24 Waterway Avenue Suite 650, The Woodlands, TX 77380 • United States
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Houston | TX | 07/2024 | 02/2025 |
| Pfs Investments Inc. | Houston | TX | 11/2024 | 03/2025 |
| Kwik Kar In Houston | Houston | TX | 07/2023 | Present |
| Applebees | Houston | TX | 07/2023 | 01/2024 |
| Unemployed | Houston | TX | 03/2023 | 07/2023 |
| Raising Canes | Houston | TX | 07/2022 | 03/2023 |
| Tgi Fridays | Houston | TX | 05/2021 | 07/2022 |
| Floyds Seafood | Houston | TX | 04/2021 | 05/2021 |
| Cpt Brad'S Costal Kitchen | Tomball | TX | 01/2021 | 04/2021 |
| Unemployed | Houston | TX | 07/2020 | 01/2021 |
| Red Robin Gourmet Burger | Houston | TX | 03/2020 | 07/2020 |
| Tfi Fridays | Houston | TX | 06/2019 | 03/2020 |
| Cisco'S Salsa Company | Tomball | TX | 10/2017 | 06/2019 |
| Applebee'S | Houston | TX | 07/2016 | 02/2018 |
| Lpl Enterprise Llc | Houston | TX | 04/2025 | Present |
1. 03/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Houston, TX - Start Date 03/25/2025 - 160 HRS/MO 2. 03/25/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Houston, TX - Start Date 03/25/2025 - 160 HRS/MO 3. 09/12/2025-Kwik Kar-Service Advisor/ State Inspector-Outside/W-2 Employment-Inv related-At Houston, TX-Start date 07/07/2023-36hrs/mth-0hrs/mth during trading 4. 01/07/2026-Willies Ice House-Front Counter/Cashier-Outside/W-2 Employment-Not Inv Related-At Houston, TX-Start date 01/06/2026-30hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-16 |
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