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Jaimie C Shrieve

Ubs Financial Services Inc.

Carmel, IN

Indianapolis, IN

CRD 4966995

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-02-22
  • IN RA
    APPROVED
    Since 2022-02-22

Branch Locations

Carmel, IN • United States

8801 River Crossing Blvd Suite 400, Indianapolis, IN 46240-4609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Indianapolis IN 04/2014 07/2019
J.P. Morgan Chase Bank, Na Indianapolis IN 01/2017 07/2019
Bkd Wealth Advisors Indianapolis IN 07/2019 03/2020
Indie Asset Partners Carmel IN 03/2020 07/2021
Ubs Financial Services Indianapolis IN 07/2021 Present
  • 04/2014 → 07/2019
    J.P. Morgan Securities Llc
    Indianapolis, IN
  • 01/2017 → 07/2019
    J.P. Morgan Chase Bank, Na
    Indianapolis, IN
  • 07/2019 → 03/2020
    Bkd Wealth Advisors
    Indianapolis, IN
  • 03/2020 → 07/2021
    Indie Asset Partners
    Carmel, IN
  • 07/2021 → Present
    Ubs Financial Services
    Indianapolis, IN
Previous Registrations
  • 2010-04-13 → 2012-05-15
    J.P. Morgan Securities Llc
    Indianapolis, IN
  • 2008-12-22 → 2010-04-15
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-24
S63 Uniform Securities Agent State Law Examination 2005-06-21
  • S66 Uniform Combined State Law Examination
    2022-01-24
  • S63 Uniform Securities Agent State Law Examination
    2005-06-21

View on SEC IAPD

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