Anthony Dee Sueck

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 08/2020
  Equitable Advisors, Llc
  New York, NY
• 08/2020 → 06/2024
  Securities America, Inc.
  Omaha, NE
• 08/2020 → 06/2024
  Securities America Advisors
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Omaha, NE

Previous Registrations

• 2020-08-26 → 2024-06-14
  Securities America Advisors, Inc.
  Omaha, NE
  Omaha, NE
• 2014-09-26 → 2020-08-20
  Equitable Advisors, Llc
  Omaha, NE

Other Businesses

1. SAA POSITION: IAR NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/10/2020 ADDRESS: 17117 Oak Drive, Suite A, Omaha NE 68130, United States DESCRIPTION: Solicit based on client needs 2. INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/10/2020 ADDRESS: 17117 Oak Drive, Suite 230, Omaha NE 68130, United States DESCRIPTION: Solicit based on client needs.

Exams

• S66 Uniform Combined State Law Examination
  2014-09-23