Nevin Garcia

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → 10/2022
  Unemployed
  Los Angeles, CA
• 06/2011 → 07/2022
  Foss Maritime Company
  Seattle, WA
• 09/2022 → 01/2025
  Hntb Corporation
  Los Angeles, CA
• 01/2025 → 09/2025
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2025 → 09/2025
  Northwestern Mutual Investment Services Llc
  Manhattan Bch, CA
• 09/2025 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Other Businesses

NAME: LA PENSION PLANNERS YES, INVESTMENT RELATED ADDRESS: 177 E COLORADO BLVD, SUITE 200, PASADENA, CA 91105 NATURE: EXISTING BUSINESS MODEL OF LA PENSION PLANNERS, SECURITIES INCLUDE COMMON STOCKS, BONDS, ETFS, MFS, VARIABLE ANNUITIES, AND VARIABLE LIFE INSURANCE POLICIES POSITION: FINANCIAL PROFESSIONAL START DATE: 9/29/2025 HOURS DEVOTED: 100 HRS/ MONTH HOURS TRADING: 0 HRS/MONTH DUTIES: PROVIDE CLIENTS WITH PERSONALIZED ADVICE, EDUCATION, AND CLEAR RECOMMENDATIONS RELATING TO FINANCIAL PLANNING AREAS. NAME: LA WEALTH PARTNERS NON-INVESTMENT RELATED ADDRESS: 177 E COLORADO BLVD, SUITE 200, PASADENA, CA 91105 NATURE: RELATED TO THE SALE OF INSURANCE PRODUCTS AND FIXED BUSINESS POSITION: FINANCIAL PROFESSIONAL START DATE: 9/29/2025 HOURS DEVOTED: 100 HRS/ MONTH HOURS TRADING: 0 HRS/MONTH DUTIES: PROVIDE CLIENTS WITH PERSONALIZED ADVICE, EDUCATION, AND CLEAR RECOMMENDATIONS RELATING TO FINANCIAL PLANNING AREAS. BLUE ANGELES YOUTH SKI & SNOWBOARD PROGRAM / ACTION SPORTS TOURS, INC Is Not Investment Related, "1110 Camino Del Mar, Suite E-1, , Del Mar, CA, 92014, United States", Ski sport instruction ,Ski Instructor, 1/13/2019, 5 hours per month, 0 hours per month during trading hours, Other Compensation, DESCRIPTION: "Provide ski sport instruction to youth in the program in winter (i.e. deliver ski lessons, create fun and safe environment, promote skill progression, and evaluate student performance). Compensation type: Tips" ROVER PET SITTING Is Not Investment Related,"8960 Cynthia St Unit 207, , West Hollywood, CA, 90069, United States", Pet Sitting Service, 1, 9/14/2025, 15 hours per month, 0 hours per month during trading hours, Hourly Compensation DESRIPTION: "Provide pet sitting services (i.e. boarding, house sitting, drop-in visits, doggy day care, and dog walking) for local clients and their pets." Business name: J. Crew Group, LLC, Business Address: 10250 Santa Monica Blvd, Space 1750 Los Angeles, CA 90067, Position Held: Sales Associate, Expected annual income: 30000, Compensation Type: Other, Hours Per Month: 80, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2026-06-18, Activity description: Part-time, hourly retail sales associate at J.Crew. Duties are strictly limited to customer service, folding and merchandising apparel, operating the point-of-sale cash register, and processing inventory shipments. This role does not involve any financial services, investment advice, or securities-related activities. All hours will be worked on weekends and evenings outside of standard market trading hours,, Investment Related?: NO, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : NO, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): Not Applicable

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-10-10
• S63 Uniform Securities Agent State Law Examination
  2025-02-05

Other Names

• Nevin Garcia