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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-26
FL RA APPROVED 2024-10-03
NC RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2025-09-26
  • FL RA
    APPROVED
    Since 2024-10-03
  • NC RA
    APPROVED
    Since 2024-10-01

Branch Locations

4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 09/2024 Present
Rj Reynolds High School Winston-Salem NC 07/2016 06/2020
University Of South Carolina Columbia SC 07/2020 05/2024
First National Bank Of Pennsylvania Clemmons NC 05/2022 08/2022
First National Bank Of Pennsylvania Winston-Salem NC 05/2023 08/2023
Central Carolina Dermatology Clinic High Point NC 08/2020 08/2021
Unemployed Winston-Salem NC 06/2024 08/2024
Trinity Wealth Securities, Llc Charlotte NC 08/2025 Present
  • 09/2024 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 07/2016 → 06/2020
    Rj Reynolds High School
    Winston-Salem, NC
  • 07/2020 → 05/2024
    University Of South Carolina
    Columbia, SC
  • 05/2022 → 08/2022
    First National Bank Of Pennsylvania
    Clemmons, NC
  • 05/2023 → 08/2023
    First National Bank Of Pennsylvania
    Winston-Salem, NC
  • 08/2020 → 08/2021
    Central Carolina Dermatology Clinic
    High Point, NC
  • 06/2024 → 08/2024
    Unemployed
    Winston-Salem, NC
  • 08/2025 → Present
    Trinity Wealth Securities, Llc
    Charlotte, NC
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte, North Carolina 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 09/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte, North Carolina 28217. Nature of Business: Fixed Insurance Sales. Start Date: 09/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte, North Carolina 28217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-11
S65 Uniform Investment Adviser Law Examination 2024-09-06
  • S63 Uniform Securities Agent State Law Examination
    2025-08-11
  • S65 Uniform Investment Adviser Law Examination
    2024-09-06
Other Names
  • Henry Smith
  • Henry Joseph Smith

View on SEC IAPD

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