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Robert Samuel Mauldin

LPl Financial LLC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-20
  • NC RA
    APPROVED
    Since 2026-07-20

Branch Locations

6101 Carnegie Blvd, Ste 200, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Charlotte NC 10/2024 07/2026
Self Employed Salisbury NC 06/2015 09/2017
Halliburton Energy Services Williston ND 10/2017 05/2020
Southeastern Freightlines Charlotte NC 06/2020 12/2021
Four S Farms Salisbury NC 01/2022 09/2022
United Rentals Salisbury NC 10/2022 09/2024
Lpl Financial Llc Fort Mill SC 07/2026 Present
  • 10/2024 → 07/2026
    Ameriprise Financial Services, Llc
    Charlotte, NC
  • 06/2015 → 09/2017
    Self Employed
    Salisbury, NC
  • 10/2017 → 05/2020
    Halliburton Energy Services
    Williston, ND
  • 06/2020 → 12/2021
    Southeastern Freightlines
    Charlotte, NC
  • 01/2022 → 09/2022
    Four S Farms
    Salisbury, NC
  • 10/2022 → 09/2024
    United Rentals
    Salisbury, NC
  • 07/2026 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-05
  • S66 Uniform Combined State Law Examination
    2025-02-05
Other Names
  • Robert Mauldin
  • Robert S Mauldin

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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