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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-11 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wegmans | Montvale | NJ | 09/2019 | Present |
| Lifetime Fitness | Montvale | NJ | 09/2022 | 08/2025 |
| Breakaway Wealth Management | Hoboken | NJ | 09/2024 | 09/2025 |
| Ramapo College | Mahwah | NJ | 09/2021 | 05/2025 |
| Park Ridge Highschool | Park Ridge Highschool | NJ | 09/2014 | 05/2021 |
| Lpl Financial | Hoboken | NJ | 09/2024 | 09/2025 |
| Ubs Financial Services, Inc | Weehawken | NJ | 12/2025 | Present |
Wegmans Grocery Store / Outside/W-2 Employment / Grocery Clerk / Non Inv Related / Montvale, NJ 07645 / Start date 09/28/2019 - 48 hrs per month - 0 hours during trading hours- stock shelves
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
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