Michael Charles Gualtieri

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-22
NJ	RA	APPROVED	2024-11-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	09/2024	Present
Uber	San Francisco	CA	07/2022	09/2024
Doordash	San Francisco	CA	04/2022	09/2024
Roses Garden Grill	Northfield	NJ	02/2017	03/2022
Costco Wholesale	Stafford Township	NJ	11/2016	01/2017
Villanova University	Villanova	PA	08/2016	05/2020
Stockton University	Galloway	NJ	01/2019	05/2023
Acme	Somers Point	NJ	07/2020	08/2020
Bank Of America, N.A.	Pennington	NJ	01/2026	Present

09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
07/2022 → 09/2024

Uber

San Francisco, CA
04/2022 → 09/2024

Doordash

San Francisco, CA
02/2017 → 03/2022

Roses Garden Grill

Northfield, NJ
11/2016 → 01/2017

Costco Wholesale

Stafford Township, NJ
08/2016 → 05/2020

Villanova University

Villanova, PA
01/2019 → 05/2023

Stockton University

Galloway, NJ
07/2020 → 08/2020

Acme

Somers Point, NJ
01/2026 → Present

Bank Of America, N.A.

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-18