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Rosa Escoto Moore

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gallatin, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-07
TN RA APPROVED 2024-11-07
  • TX RA
    APPROVED
    Since 2025-01-07
  • TN RA
    APPROVED
    Since 2024-11-07

Branch Locations

1143 Nashville Pike, Gallatin, TN 37066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gallatin TN 08/2018 Present
Middle Tennessee State University Murfreesboro TN 08/2020 12/2022
Volunteer State Community College Gallatin TN 08/2017 08/2019
Ngroup Performance Partners Mt Juliet TN 03/2018 07/2018
Impact Outsourcing Mt Juliet TN 01/2016 03/2018
Bank Of America, N.A. Gallatin TN 11/2024 Present
  • 08/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Gallatin, TN
  • 08/2020 → 12/2022
    Middle Tennessee State University
    Murfreesboro, TN
  • 08/2017 → 08/2019
    Volunteer State Community College
    Gallatin, TN
  • 03/2018 → 07/2018
    Ngroup Performance Partners
    Mt Juliet, TN
  • 01/2016 → 03/2018
    Impact Outsourcing
    Mt Juliet, TN
  • 11/2024 → Present
    Bank Of America, N.A.
    Gallatin, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
  • S66 Uniform Combined State Law Examination
    2024-07-08
Other Names
  • Rosa Maria Garcia Escoto

View on SEC IAPD

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