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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-05 |
| CA | RA | APPROVED | 2024-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 02/2019 | Present |
| Diablo Choral Artists | Walnut Creek | CA | 02/2018 | Present |
| Trinity Lutheran Church | Pleasanton | CA | 02/2019 | Present |
| Gf Industries Llc | San Diego | CA | 05/2017 | 12/2017 |
| San Diego Opera | San Diego | CA | 12/2015 | 09/2017 |
| The Village Community Presbyterian Church | San Diego | CA | 02/2015 | 12/2017 |
| Bank Of America, N.A. | Walnut Creek | CA | 11/2024 | Present |
I*961405, Entity Type: Charitable: Name: Diablo Choral Artists, Investment-related - No, Address: Walnut Creek, CA, 94596, Nature of the other business - Choir, Your position, relationship: Other, Start date: 01/08/2018, Approximate number of hours/month you devote to the other business: 3hrs/Weekly, Hours you devote during securities trading hours: 0 Duties: Presents significant works of sacred and secular choral music; inspires and uplifts audiences through live performances of artistic excellence; and nurtures the appreciation and enjoyment of choral music in people of all ages and cultures. I*2180293, Entity Type: Entity For Profit, Name of OBA: Yo Oh, Address: Livermore, California, 94551, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 02/01/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Duties: Sole Proprietorship to receive compensation for vocal performances. Expected responsibilities will be to perform (sing) in concerts/events as well as receiving compensation for performances.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-06 |
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