Ngan Tran

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Midlothian, TX
• 10/2018 → 08/2019
  Hanmi Bank
  Arlington, TX
• 08/2017 → 09/2018
  Hallmark Aviation
  Dallas, TX
• 05/2017 → 07/2017
  Unemployed
  Grand Prairie, TX
• 09/2016 → 04/2017
  Banh Mi No 1
  Grand Prairie, TX
• 08/2016 → 05/2018
  Tarrant County College
  Arlington, TX
• 11/2024 → Present
  Bank Of America, N.A.
  Midlothian, TX

Other Businesses

I*: 1023438 Name of the other business: N.T. Whether the business is investment-related: Not investment-related Address of the other business: Grand Prairie, TX 75052. Nature of the other business: Independent contractor for an online retail of consumable products Your position: Owner Start date of your relationship: 10/17/2017 Approximate number of hours/month you devote to the other business: 1 hr wkly Number of hours you devote to the other business during securities trading hours: 1 hr wkly Briefly describe your duties relating to the other business: Independent contractor with a direct sale company. Purpose is to get a lower price of consumable products.

Exams

• S66 Uniform Combined State Law Examination
  2025-01-24

Other Names

• Demy Tran
• Ngan M Tran