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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-23
GA RA APPROVED 2024-12-06
  • TX RA
    APPROVED
    Since 2025-01-23
  • GA RA
    APPROVED
    Since 2024-12-06

Branch Locations

10750 Alpharetta Hwy, Roswell, GA 30076 • United States

12170 Hwy 92, Woodstock, GA 30188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodstock GA 06/2006 Present
Bank Of America N.A. Marietta GA 08/2023 09/2024
Bank Of America N.A. Marietta GA 06/2006 08/2023
Bank Of America, N.A. Woodstock GA 11/2024 Present
  • 06/2006 → Present
    Woodstock, GA
  • 08/2023 → 09/2024
    Bank Of America N.A.
    Marietta, GA
  • 06/2006 → 08/2023
    Bank Of America N.A.
    Marietta, GA
  • 11/2024 → Present
    Bank Of America, N.A.
    Woodstock, GA
Other Businesses

I*: 2061261 Entity Type: Entity For Profit Name of OBA: Blue Mango Properties LLC Address: Roswell, GA 30075 Investment Related: No Position, Title, Association: Employee Start Date: 08/03/2023 Number of Hours: 0 Number of Hours during trading: 0 Duties: Manage rental properties. Partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
  • S66 Uniform Combined State Law Examination
    2024-12-04

View on SEC IAPD

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