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Nicolas Carmona Vallejo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Forest Hills, NY

Corona, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-03
NY RA APPROVED 2024-12-07
  • TX RA
    APPROVED
    Since 2025-02-03
  • NY RA
    APPROVED
    Since 2024-12-07

Branch Locations

10726 Continental Ave, Forest Hills, NY 11375 • United States

3768 Junction Blvd, Corona, NY 11368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield Gardens NY 09/2024 Present
Primerica Forest Hills NY 06/2019 02/2022
Unemployed Queens NY 01/2014 08/2019
Td Bank Auburndale NY 03/2022 09/2024
Gap Inc College Point NY 08/2019 11/2020
Target College Point NY 08/2021 03/2022
York College Cuny Jamaica NY 08/2020 Present
Bank Of America, N.A. Springfield Gardens NY 11/2024 Present
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Springfield Gardens, NY
  • 06/2019 → 02/2022
    Primerica
    Forest Hills, NY
  • 01/2014 → 08/2019
    Unemployed
    Queens, NY
  • 03/2022 → 09/2024
    Td Bank
    Auburndale, NY
  • 08/2019 → 11/2020
    Gap Inc
    College Point, NY
  • 08/2021 → 03/2022
    Target
    College Point, NY
  • 08/2020 → Present
    York College Cuny
    Jamaica, NY
  • 11/2024 → Present
    Bank Of America, N.A.
    Springfield Gardens, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-06
  • S66 Uniform Combined State Law Examination
    2024-12-06
Other Names
  • Nicolas Carmona

View on SEC IAPD

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Other Offices

ACORN CAPITAL PARTNERS, LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
CHARLES SCHWAB & CO., INC. · Forest Hills, NY
AMERIPRISE FINANCIAL SERVICES, LLC · FOREST HILLS, NY
CITIGROUP GLOBAL MARKETS INC. · FOREST HILLS, NY
CETERA INVESTMENT ADVISERS LLC · FOREST HILLS, NY
J.P. MORGAN SECURITIES LLC · FOREST HILLS, NY

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