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Darell D Hughes-James

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Deer Park, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-06
IL RA APPROVED 2024-11-22
  • TX RA
    APPROVED
    Since 2025-02-06
  • IL RA
    APPROVED
    Since 2024-11-22

Branch Locations

21805 W Field Pkwy, Deer Park, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palatine IL 09/2024 Present
Sherwin Williams Dekalb IL 01/2019 08/2024
Kohls Dekalb IL 07/2015 01/2019
Northern Illinois University Dekalb IL 11/2016 02/2018
Northern Illinois University Dekalb IL 08/2014 12/2018
Bank Of America, N.A. Lake In The Hills IL 11/2024 Present
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Palatine, IL
  • 01/2019 → 08/2024
    Sherwin Williams
    Dekalb, IL
  • 07/2015 → 01/2019
    Kohls
    Dekalb, IL
  • 11/2016 → 02/2018
    Northern Illinois University
    Dekalb, IL
  • 08/2014 → 12/2018
    Northern Illinois University
    Dekalb, IL
  • 11/2024 → Present
    Bank Of America, N.A.
    Lake In The Hills, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-21
  • S66 Uniform Combined State Law Examination
    2024-11-21
Other Names
  • Darell James

View on SEC IAPD

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