Jeffrey Paul Fattig

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 01/2017
  Lpl Financial Llc
  Lake Jackson, TX
• 06/2014 → Present
  Cwm, Llc
  Lake Jackson, TX
• 01/2017 → 08/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2014 → Present
  Retirement Planning & Wealth Management
  Lake Jackson, TX

Previous Registrations

• 2010-01-19 → 2014-09-08
  Lpl Financial Llc
  Lake Jackson, TX
  Lake Jackson, TX

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: AMERICAN BUSINESS NATURE OF BUSINESS: INSURANCE START DATE: 04/2016 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: MARKETING AND SALE OF NON-VARIABLE INSURANCE PRODUCTS NAME OF OTHER BUSINESS: Brazosport Fine Arts Center NATURE OF BUSINESS: Operating Endowment Fund Committee START DATE: 07/01/2025 POSITION/TITLE/RELATIONSHIP: Member APX NUMBER OF HOURS PER WEEK: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 100 BRIEF DESCRIPTION OF DUTIES: Help oversee investments being professionally managed by Morgan Stanley.

Exams

• S66 Uniform Combined State Law Examination
  2010-01-15
• S63 Uniform Securities Agent State Law Examination
  2005-09-10

Designations

• Certified Financial Planner

Other Names

• Jeffrey Fattig
• Jeffrey Paul Fattig