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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lake Jackson | TX | 07/2005 | 01/2017 |
| Cwm, Llc | Lake Jackson | TX | 06/2014 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2017 | 08/2021 |
| Retirement Planning & Wealth Management | Lake Jackson | TX | 06/2014 | Present |
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: AMERICAN BUSINESS NATURE OF BUSINESS: INSURANCE START DATE: 04/2016 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: MARKETING AND SALE OF NON-VARIABLE INSURANCE PRODUCTS NAME OF OTHER BUSINESS: Brazosport Fine Arts Center NATURE OF BUSINESS: Operating Endowment Fund Committee START DATE: 07/01/2025 POSITION/TITLE/RELATIONSHIP: Member APX NUMBER OF HOURS PER WEEK: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 100 BRIEF DESCRIPTION OF DUTIES: Help oversee investments being professionally managed by Morgan Stanley.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-10 |
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