Seung Hwan Oh

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2023 → 09/2024
  Loop Creatives, Llc
  Chicago, IL
• 09/2018 → 08/2023
  Solomon Cordwell Buenz
  Chicago, IL
• 06/2017 → 06/2018
  Full Time Education - Cornell University
  Ithaca, NY
• 08/2016 → 05/2017
  Home
  Seoul
• 10/2024 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

Name of the other business: The Oh Living Trust Whether the business is investment-related No Address of the other business Chicago, IL 60607Nature of the other business It is a trust that is set up as a estate transfer to our children in the case of death Your position Trustee Title, or relationship with the other business Trustee Start date of your relationship03/01/2024Approximate number of hours/month you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other business My spouse and I have set this trust up to protect and provide for our children in case we both die. I*: 2026399Name of the other business: Loop Creatives, LLC Whether the business is investment-related: No Address of the other business: Chicago, IL 60607Nature of the other business: It is a fashion retail company that buys merchandise here and sell to customers in other countries. It is B to C business, where we sell directly to customers. Your position: Owner I own 50% of the business. However as of now, I am not involved in any operation. I may occasionally discuss the financial status such as earnings. Start date of your relationship: 06/28/2023 Approximate number of hours/month you devote: 0Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business I am simply a 50% owner, not involved in operation. I*2070270, Entity Type, Name of OBA: Cornell Club of Chicago, Address: Chicago, IL, 60601, Investment Related: No, Position, Title, Association: Board Member, Officer Employee Start Date: 11/11/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: Young Alumni Programs, Connecting young alums, and help them settle in Chicago, social organization of Cornell University Alumni I*: 2163263Entity Type: CharitableName of OBA: The Simple Good Address: Chicago, Illinois, 60607Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: Number of Hours: 12 hrs annuallyNumber of Hours during trading: 0Duties: I will be on the board of this non profit with a mission to help bring positivity through art and discussion. I will be serving to develop and implements TSG's strategic plan. Attend 4 board meetings a year. Approve annual budget, audit reports and business decisions. Serving as an active ambassador and advocates for The Simple Goods

Exams

• S66 Uniform Combined State Law Examination
  2024-06-26

Other Names

• Uju Oh