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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-10 |
| NY | RA | APPROVED | 2024-11-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Patchogue | NY | 09/2024 | Present |
| Walgreens | Winter Haven | FL | 07/2024 | 09/2024 |
| Mazel G Realty | Auburndale | FL | 04/2023 | 06/2024 |
| Crescent Web Development & Design | Hewlett | NY | 12/2020 | 04/2023 |
| Vivantio | Boston | MA | 02/2022 | 12/2022 |
| Duane Reade | Hewlett | FL | 10/2016 | 07/2020 |
| Lambda School Academy Of Web Development & Computer Science | San Francisco | CA | 10/2020 | 02/2021 |
| Farmingdale State College | Farmingdale | NY | 08/2015 | 12/2019 |
| Charter Communications | Lake Mary | FL | 07/2023 | 10/2023 |
| Amazon.cOm, Inc. And Its Affiliates | Bethpage | NY | 11/2017 | 11/2017 |
| Bank Of America, N.A. | Melville | NY | 11/2024 | Present |
I*:2036318 Name of the other business: Crescent Web Design & Development Whether the business is investment-related: No Address of the other business: Hewlett NY 11557 Nature of the other business: Bespoke Web design and software development. Title, or relationship with the other business: General Partner/Managing Member Start date of your relationship: 12/01/2020 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I was responsible for client engagement and assisting with engineering when necessary. I*: 2036317 Name of the other business: Rental Property 1 Whether the business is investment-related: No Address of the other business: Orlando, Fl 32805 Nature of the other business: Property Rental Your position: Property Manager Title, or relationship with the other business: Co-owner Start date of your relationship: 01/23/23 Approximate number of hours/month you devote to the other business: 5 hrs mthly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Maintaining the property thru organizing repairs/renovation work and landlord tenant communications, when needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-22 |
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