Julian Ka

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2025-01-14
TX	RA	APPROVED	2025-01-13
CO	RA	APPROVED	2025-01-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Denver	CO	03/2021	Present
Bestbuy	Boulder	CO	04/2019	03/2021
University Of Colorado Boulder	Boulder	CO	08/2018	05/2020
Chick-Fil-A	Colorado Springs	CO	01/2017	08/2018
Sand Creek High School	Colorado Springs	CO	10/2014	01/2017
Bank Of America, N.A.	Denver	CO	11/2024	Present

03/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Denver, CO
04/2019 → 03/2021

Bestbuy

Boulder, CO
08/2018 → 05/2020

University Of Colorado Boulder

Boulder, CO
01/2017 → 08/2018

Chick-Fil-A

Colorado Springs, CO
10/2014 → 01/2017

Sand Creek High School

Colorado Springs, CO
11/2024 → Present

Bank Of America, N.A.

Denver, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-11