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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 04/2014 | Present |
| Bank Of America, N.A. | Houston | TX | 11/2024 | Present |
I*: 2039257 Entity Type: Entity Charitable Name of OBA: centro cristiano cristo la roca inc Address: Houston, TX 77099 Investment Related: No Position, Title, Association: Other Employee Start Date: 01-Jan-2024 Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: It is a non-profit religious organization with the purpose to praise God and spread the good news of the gospel of Jesus Christ. My responsibilities are to give a sermon once a month, play the piano mainly on Sundays, and make payments on behalf of the church. The types of payments include but not limited to: utilities like water, light, rent, etc.; pay contractors to fix anything within the church; pay off church's credit card each month. I am a volunteer. I do not expect any compensation for anything I do for my church. I do not hold and will not hold a directorship or other governance role. I only have access to funds to make payments on behalf of the church. Relationship I have in church is shared with other individuals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-23 |
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