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Jose Daniel Claudio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Pedro, CA

Redondo Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
CA RA APPROVED 2024-11-01
  • TX RA
    APPROVED
    Since 2025-01-02
  • CA RA
    APPROVED
    Since 2024-11-01

Branch Locations

800 N Western Ave, San Pedro, CA 90732 • United States

1603 Hawthorne Blvd, Redondo Beach, CA 90278 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redondo Beach CA 09/2024 Present
Jpmorgan Chase & Co. Huntington Park CA 08/2021 09/2024
Hennes & Mauritz Commerce CA 09/2017 08/2021
California State University, Long Beach Long Beach CA 08/2016 08/2020
Bank Of America, N.A. Redondo Beach CA 11/2024 Present
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Redondo Beach, CA
  • 08/2021 → 09/2024
    Jpmorgan Chase & Co.
    Huntington Park, CA
  • 09/2017 → 08/2021
    Hennes & Mauritz
    Commerce, CA
  • 08/2016 → 08/2020
    California State University, Long Beach
    Long Beach, CA
  • 11/2024 → Present
    Bank Of America, N.A.
    Redondo Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-30
  • S66 Uniform Combined State Law Examination
    2023-12-30
Other Names
  • Jose D Claudio
  • Jose Claudio

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
WELLS FARGO CLEARING SERVICES, LLC
U.S. BANCORP ADVISORS, LLC
ONEAMERICA SECURITIES, INC.

Other Investors

PATRICIA ALISON FLEMING
JOSEPH SARKISIAN
GREGORY PHILIP FONG
Arthur Blakey
Luis J. Arzate
Miguel Lazarte
Michael Richard McCallister
RICHARD THOMAS MCCALLISTER

Other Offices

LPL FINANCIAL LLC · SAN PEDRO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Pedro, CA
OSAIC WEALTH, INC. · RANCHO PALOS VERDES, CA
J.P. MORGAN SECURITIES LLC · Rancho Palos Verdes, CA
PLANMEMBER SECURITIES CORPORATION · Rancho Palos Verdes, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO PALOS VERDES, CA
U.S. BANCORP ADVISORS, LLC · Rancho Palos Verdes, CA
ONEAMERICA SECURITIES, INC. · SAN PEDRO, CA

More in San Pedro, CA

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