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Kristen Signorile

Morgan Stanley

Melville, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-27
TX RA APPROVED 2020-03-10
CT RA APPROVED 2020-02-05
  • NY RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED
    Since 2020-03-10
  • CT RA
    APPROVED
    Since 2020-02-05

Branch Locations

58 South Service Road Suite 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Melville NY 01/2010 08/2019
Morgan Stanley Melville NY 08/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2019 Present
  • 01/2010 → 08/2019
    Ubs Financial Services Inc
    Melville, NY
  • 08/2019 → Present
    Morgan Stanley
    Melville, NY
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

NOTARY PUBLIC. STATE OF NEW YORK. NOT INVESTMENT RELATED. 7/2005 1 HOUR PER MONTH, DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-10
S63 Uniform Securities Agent State Law Examination 2005-06-21
  • S65 Uniform Investment Adviser Law Examination
    2020-03-10
  • S63 Uniform Securities Agent State Law Examination
    2005-06-21

View on SEC IAPD

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