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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
NC RA APPROVED 2025-01-06
  • TX RA
    APPROVED
    Since 2025-02-04
  • NC RA
    APPROVED
    Since 2025-01-06

Branch Locations

8008 Blair Rd, Charlotte, NC 28227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 09/2020 Present
Bank Of America Charlotte NC 09/2021 07/2024
Jos A Bank Charlotte NC 09/2019 09/2020
Autopark Honda Cary NC 10/2018 09/2019
Unemployed Charlotte NC 06/2018 09/2018
Jos A Bank Charlotte NC 09/2016 05/2018
Unc Charlotte Charlotte NC 08/2013 05/2018
Bank Of America, N.A. Charlotte NC 10/2024 Present
  • 09/2020 → Present
    Charlotte, NC
  • 09/2021 → 07/2024
    Bank Of America
    Charlotte, NC
  • 09/2019 → 09/2020
    Jos A Bank
    Charlotte, NC
  • 10/2018 → 09/2019
    Autopark Honda
    Cary, NC
  • 06/2018 → 09/2018
    Unemployed
    Charlotte, NC
  • 09/2016 → 05/2018
    Jos A Bank
    Charlotte, NC
  • 08/2013 → 05/2018
    Unc Charlotte
    Charlotte, NC
  • 10/2024 → Present
    Bank Of America, N.A.
    Charlotte, NC
Other Businesses

I*965583 Name of the other businessA K Sole PropWhether the business is investment-relatedNoAddress of the other business Charlotte NCNature of the other businessRenting out extra room(s) in my apartment.Your positionSole ProprietorTitle, or relationship with the other businessSole ProprietorStart date of your relationship2021Approximate number of hours/month you devote to the other business4-8 Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessI act as a landlord that screens tenants and takes care of home maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-01-03

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