Cesar Martinez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-18
TX	RA	APPROVED	2025-02-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fountain Hills	AZ	09/2021	Present
Unemployment	Phoenix	AZ	03/2021	09/2021
Loandepot	Scottsdale	AZ	11/2020	03/2021
Bank Of America	Chandler	AZ	10/2019	12/2020
Wells Fargo	Phoenix	AZ	05/2019	10/2019
J.P. Morgan Chase And Co	Tempe	AZ	01/2018	12/2018
Arizona Central Credit Union	Phoenix	AZ	06/2017	08/2017
General Dynamics Information Technology	Phoenix	AZ	12/2016	03/2017
Sprint	Phoenix	AZ	06/2015	09/2016
Chandler-Gilbert Community College	Gilbert	AZ	01/2019	05/2020
Phoenix College	Phoenix	AZ	08/2015	05/2018
Bank Of America, N.A.	Fountain Hills	AZ	11/2024	Present

09/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fountain Hills, AZ
03/2021 → 09/2021

Unemployment

Phoenix, AZ
11/2020 → 03/2021

Loandepot

Scottsdale, AZ
10/2019 → 12/2020

Bank Of America

Chandler, AZ
05/2019 → 10/2019

Wells Fargo

Phoenix, AZ
01/2018 → 12/2018

J.P. Morgan Chase And Co

Tempe, AZ
06/2017 → 08/2017

Arizona Central Credit Union

Phoenix, AZ
12/2016 → 03/2017

General Dynamics Information Technology

Phoenix, AZ
06/2015 → 09/2016

Sprint

Phoenix, AZ
01/2019 → 05/2020

Chandler-Gilbert Community College

Gilbert, AZ
08/2015 → 05/2018

Phoenix College

Phoenix, AZ
11/2024 → Present

Bank Of America, N.A.

Fountain Hills, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-27