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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-02
GA RA APPROVED 2025-04-17
  • TX RA
    APPROVED
    Since 2025-07-02
  • GA RA
    APPROVED
    Since 2025-04-17

Branch Locations

1425 Riverstone Pkwy, Canton, GA 30114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canton GA 09/2024 Present
Bank Of America Woodstock GA 09/2020 09/2024
Wells Fargo Canton GA 01/2019 09/2020
Cheesecake Factory Alpharetta GA 09/2016 01/2019
Montero Drapes Roswell GA 04/2018 08/2018
Hugo's Oyster Bar Roswell GA 05/2016 01/2017
Georgia State University Dunwoody GA 05/2016 05/2022
Bank Of America, N.A. Canton GA 11/2024 Present
  • 09/2024 → Present
    Canton, GA
  • 09/2020 → 09/2024
    Bank Of America
    Woodstock, GA
  • 01/2019 → 09/2020
    Wells Fargo
    Canton, GA
  • 09/2016 → 01/2019
    Cheesecake Factory
    Alpharetta, GA
  • 04/2018 → 08/2018
    Montero Drapes
    Roswell, GA
  • 05/2016 → 01/2017
    Hugo's Oyster Bar
    Roswell, GA
  • 05/2016 → 05/2022
    Georgia State University
    Dunwoody, GA
  • 11/2024 → Present
    Bank Of America, N.A.
    Canton, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-15
  • S66 Uniform Combined State Law Examination
    2025-04-15
Other Names
  • Diana Sanchez

View on SEC IAPD

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