Ashley Cecilia Gauvin

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 12/2020
  Rbc Capital Markets, Llc
  Jersey City, NJ
• 05/2023 → Present
  Rbc Capital Markets, Llc
  Jersey City, NJ
• 12/2020 → 05/2023
  Securities And Exchange Commission
  New York, NY

Previous Registrations

• 2015-05-20 → 2020-12-22
  Rbc Capital Markets, Llc
  New York, NY
  Jersey City, NJ
  Jersey City, NJ

Other Businesses

(1) NAME OF ENTITY: Girl Scouts Of The Jersey Shore; ADDRESS: 242 Adelphia Road, Farmingdale, NJ 07727; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Girl Scouts create the world they want to live in and strive to make it better every single day. They explore their strengths, take on new challenges, and can always be themselves, regardless of background or ability; CAPACITY: Treasurer; START DATE: 10/2022; DUTIES: I am a Treasurer for my daughter's troop. This requires minimal time and is not done during business hours. The activities include monitoring the Troop bank account and budgeting/forecasting. This is not a paid position; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams

• S66 Uniform Combined State Law Examination
  2015-01-29

Other Names

• Ashley Cecilia Proscia
• Ashley Proscia