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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-05
VA RA APPROVED 2025-12-10
CO RA APPROVED 2025-05-22
  • KY RA
    APPROVED
    Since 2026-01-05
  • VA RA
    APPROVED
    Since 2025-12-10
  • CO RA
    APPROVED
    Since 2025-05-22

Branch Locations

3411 N Broadway St, Knoxville, TN 37917-2738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dan Lewis Insurance Agency Colorado Springs CO 06/2023 07/2025
Omelets Etc Colorado Springs CO 07/2019 03/2023
Ihop Colorado Springs CO 01/2015 07/2019
Ihop Pheonix AZ 06/2017 08/2017
Barrio Queen Pheonix AZ 06/2017 08/2017
Outback Colorado Springs CO 09/2017 10/2017
Jimmy Johns Colorado Springs CO 04/2017 06/2017
One Source Colorado Springs CO 12/2021 04/2022
State Farm Vp Management Corp. Colorado Springs CO 09/2024 08/2025
State Farm Investment Management Corp Colorado Springs CO 05/2025 08/2025
State Farm Insurance Colorado Springs CO 07/2025 08/2025
State Farm Insurance Knoxville TN 08/2025 12/2025
State Farm Investment Management Corp Knoxville TN 08/2025 Present
State Farm Vp Management Corp. Knoxville TN 08/2025 Present
Ozzie Gutierrez-Holden Insurance Agency Knoxville TN 12/2025 Present
  • 06/2023 → 07/2025
    Dan Lewis Insurance Agency
    Colorado Springs, CO
  • 07/2019 → 03/2023
    Omelets Etc
    Colorado Springs, CO
  • 01/2015 → 07/2019
    Ihop
    Colorado Springs, CO
  • 06/2017 → 08/2017
    Ihop
    Pheonix, AZ
  • 06/2017 → 08/2017
    Barrio Queen
    Pheonix, AZ
  • 09/2017 → 10/2017
    Outback
    Colorado Springs, CO
  • 04/2017 → 06/2017
    Jimmy Johns
    Colorado Springs, CO
  • 12/2021 → 04/2022
    One Source
    Colorado Springs, CO
  • 09/2024 → 08/2025
    State Farm Vp Management Corp.
    Colorado Springs, CO
  • 05/2025 → 08/2025
    Colorado Springs, CO
  • 07/2025 → 08/2025
    State Farm Insurance
    Colorado Springs, CO
  • 08/2025 → 12/2025
    State Farm Insurance
    Knoxville, TN
  • 08/2025 → Present
    Knoxville, TN
  • 08/2025 → Present
    State Farm Vp Management Corp.
    Knoxville, TN
  • 12/2025 → Present
    Ozzie Gutierrez-Holden Insurance Agency
    Knoxville, TN
Other Businesses

1) Ozzie Gutierrez-Holden's Insurance Agency; Investment-related; 3411 N Broadway St Knoxville, TN 37917-2738; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2025; 80; 80; Service customers and supervise employees 2) Amazon; Non-Investment Related; 3001 Knoxville Center Dr Knoxville, TN 37924; Retail; Other; None; 05/19/2026; 20; 0; Deliver packages for amazon

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-21
S63 Uniform Securities Agent State Law Examination 2025-04-17
  • S65 Uniform Investment Adviser Law Examination
    2025-05-21
  • S63 Uniform Securities Agent State Law Examination
    2025-04-17
Other Names
  • Ozzie Gutierrez-Holden

View on SEC IAPD

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