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Brian Victor Hsieh

LPl Financial LLC

Campbell, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

900 E Hamilton Ave Ste 230, Campbell, CA 95008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Campbell CA 05/2005 07/2021
Various Insurance Carriers For W&R Insurance Agencies San Jose CA 07/2005 07/2021
Bni Highrise Connections Chapter San Jose CA 10/2012 07/2021
Marquez & Hsieh, Llc Campbell CA 01/2015 07/2021
Santa Teresa Little League San Jose CA 09/2015 07/2021
Almaden Valley Youth Athletic Association San Jose CA 08/2015 11/2019
Brian V Hsieh Inc Campbell CA 10/2015 07/2021
Bvh Inc Campbell CA 10/2015 11/2016
Marquez & Hsieh, Llc Campbell CA 01/2015 07/2021
Lpl Financial Llc Campbell CA 07/2021 Present
  • 05/2005 → 07/2021
    Waddell & Reed Inc
    Campbell, CA
  • 07/2005 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    San Jose, CA
  • 10/2012 → 07/2021
    Bni Highrise Connections Chapter
    San Jose, CA
  • 01/2015 → 07/2021
    Marquez & Hsieh, Llc
    Campbell, CA
  • 09/2015 → 07/2021
    Santa Teresa Little League
    San Jose, CA
  • 08/2015 → 11/2019
    Almaden Valley Youth Athletic Association
    San Jose, CA
  • 10/2015 → 07/2021
    Brian V Hsieh Inc
    Campbell, CA
  • 10/2015 → 11/2016
    Bvh Inc
    Campbell, CA
  • 01/2015 → 07/2021
    Marquez & Hsieh, Llc
    Campbell, CA
  • 07/2021 → Present
    Campbell, CA
Previous Registrations
  • 2005-09-26 → 2021-07-21
    Waddell & Reed
    Campbell, CA
    Seattle, WA
    Campbell, CA
Other Businesses

1- 01/2015 / Brian V Hsieh, Inc / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Campbell , CA, , 95008 2- 01/2015 / Marque & Hsieh, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Campbell , CA, , 95008 3-01/2020 / DBA for LPL Business (entity for LPL business) / Cairn Wealth Advisors / Investment Related / Campbell , CA, , 95008 4- 07/2021 / Non-Variable Insurance / Investment Related / Campbell , CA 5- 09/12/2022 - No Business Name - Investment Related - Home Based - Real Estate Rental - Co-Owners - Start Date - 03/01/2014 - 2 Hours Per Month/0 Hours During Securities Trading. 6- 05/24/2023 - Marquez & Hsieh LLC - Investment Related - At Reported Business Location(s) - Start Date 07/01/2019 - 2 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-23
  • S66 Uniform Combined State Law Examination
    2005-09-23

View on SEC IAPD

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