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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
900 E Hamilton Ave Ste 230, Campbell, CA 95008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Campbell | CA | 05/2005 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | San Jose | CA | 07/2005 | 07/2021 |
| Bni Highrise Connections Chapter | San Jose | CA | 10/2012 | 07/2021 |
| Marquez & Hsieh, Llc | Campbell | CA | 01/2015 | 07/2021 |
| Santa Teresa Little League | San Jose | CA | 09/2015 | 07/2021 |
| Almaden Valley Youth Athletic Association | San Jose | CA | 08/2015 | 11/2019 |
| Brian V Hsieh Inc | Campbell | CA | 10/2015 | 07/2021 |
| Bvh Inc | Campbell | CA | 10/2015 | 11/2016 |
| Marquez & Hsieh, Llc | Campbell | CA | 01/2015 | 07/2021 |
| Lpl Financial Llc | Campbell | CA | 07/2021 | Present |
1- 01/2015 / Brian V Hsieh, Inc / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Campbell , CA, , 95008 2- 01/2015 / Marque & Hsieh, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Campbell , CA, , 95008 3-01/2020 / DBA for LPL Business (entity for LPL business) / Cairn Wealth Advisors / Investment Related / Campbell , CA, , 95008 4- 07/2021 / Non-Variable Insurance / Investment Related / Campbell , CA 5- 09/12/2022 - No Business Name - Investment Related - Home Based - Real Estate Rental - Co-Owners - Start Date - 03/01/2014 - 2 Hours Per Month/0 Hours During Securities Trading. 6- 05/24/2023 - Marquez & Hsieh LLC - Investment Related - At Reported Business Location(s) - Start Date 07/01/2019 - 2 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-23 |
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