Domenic Edward Fontana

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 04/2024
  Viaone Services
  Kennett Square, PA
• 09/2017 → Present
  Sweet Angies Llc
  King Of Prussia, PA
• 03/2020 → Present
  Effbaum Capital Llc
  King Of Prussia, PA
• 01/2011 → Present
  The Fontana Group, Inc.
  King Of Prussia, PA
• 05/2024 → Present
  Ameriwave Communications Llc
  King Of Prussia, PA
• 10/2024 → 09/2025
  Avantax Advisory Services
  King Of Prussia, PA
• 10/2024 → 09/2025
  Avantax Insurance Agency, Llc
  King Of Prussia, PA
• 12/2024 → 09/2025
  Avantax Investment Services, Inc.
  King Of Prussia, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  King Of Prussia, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-10-04 → 2025-09-08
  Avantax Advisory Services
  King Of Prussia, PA
  Dallas, TX
  King Of Prussia, PA
  King Of Prussia, PA

Other Businesses

1) FONTANA CAPITAL MANAGEMENT; Founder; Marketing DBA for Broker Dealer; NIR; HRS 20; HRS 20; 11/01/2024; 144 E Dekalb Pike, STE 202, King of Prussia PA 19406; Marketing DBA for Broker Dealer 2) AMERIWAVE COMMUNICATIONS LLC; Managing Member; Investment in Wireless Interest Service Provider (WISPs). WISPs are unique opportunities to service small areas for internet service where traditional methods do not work. ; NIR; HRS 10; HRS 0; 05/06/2024; 160 Murphy Drive, King of Prussia PA 19406; When running analysis on companies we would want to invest in, I look at the companies financials in regards to industry specific KPIs/Target Marins data. Analysis would be done to understand if some investment were made, through our guidance we can help them save money where applicable 3) EFFBAUM CAPITAL LLC; Member; Passive Investment with Partners looking to secure and invest in VERY early state companies; NIR; HRS 2; HRS 0; 03/09/2020; 160 Murphy Drive, King of Prussia PA 19406; Passive investment no duties. 4) RENTAL PROPERTY; Owner;Property is a condo ; IR; HRS 8; HRS 1; 04/01/2012; 160 Murphy Drive, King of Prussia PA 19406; Myself or wife would be in charge of Collecting Rent, maintaining the lease agreement 5) SWEET ANGIES LLC; Sole Member; Currently it is selling various crafts that are made such as hair bows, holiday items, and wreaths, resells sporting event tickets; NIR; HRS 6; HRS 0; 09/15/2017; 160 Murphy Drive, King of Prussia PA 19406; Resell items including event tickets, clothing and sports memorabilia or cards. 6) NEVER HAD A BAD DAY; Director; Conducting and supporting scientific research aimed at understanding, preventing, and curing dementia; NIR; HRS 1; HRS 1; 06/10/2024; 160 Murphy Drive, STE 2, King of Prussia PA 19406; Fundraising, organizing and planning how to futher the mission of the non-profit 8) BULLDOG CAPITAL VENTURES LLC; Member; This company has not become active yet. This company was setup for potential outsourced CFO consulting opportunities, as well as using it as an S-Corp Tax Strategy where I would be the owner of this and bill my other entities for my "services"; NIR; HRS 0; HRS 0; 05/03/2024; 160 Murphy Drive, King of Prussia PA 19406; No duties at this time. 9) THREE AMIGOS VENTURES LLC POSITION: Member NATURE: Holds rental properties for personal investment INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 160 Murphy Drive, King of Prussia PA 19406 DESCRIPTION: No duties - entity is inactive. 10) THE FONTANA GROUP INC POSITION: President NATURE: I own a Local CPA, Accounting and Tax Prep Firm in the King of Prussia Area. I have around 700 specific tax clients who we provide tax preparation services. We also provide bookkeeping services for some clients. We do NOT provide any attest services to our clients. We also assist with Payroll, Payroll Taxes, and Audits. Assist with basis entity creation and BOI reporting processes. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 110 START DATE: 01/03/2011 ADDRESS: 216 W Beidler Road, STE 950, King of Prussia PA 19406 DESCRIPTION: -Meet with clients to determine needs and advise accordingly. Prepare Tax Returns 11)717 ASTOR LLC POSITION: Member NATURE: Rental Property LLC with myself and High Hopes Investments LLC as the owners of a Rental Property Located at 717 Astor Street Norristown, PA 19401 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/04/2025 ADDRESS: 160 Murphy Drive, King of Prussia PA 19406 DESCRIPTION: Own, Lease, Manage, Finance, Operate and improve/sell Property at 717 Astor Street in Norristown, PA 12)NAME OF OTHER BUSINESS: MAIN STREET LIBERTY ADVISORS LLC; INVESTMENT RELATED: YES, 160 MURPHY DRIVE, KING OF PRUSSIA, PA 19406, NAT OF BUS: FINANCIAL SERVICES, START: 10/2025;, TITLE: OWNER, APX # OF HRS/WK: 5, APX # OF HRS DUR TRAD HRS: 0, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE AND SERVICE OF FIXED INSURANCE;

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-01-21

Designations

• Personal Financial Specialist

Other Names

• Domenic Fontana
• Domenic E Fontana