Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-07-02
  • LA RA
    APPROVED
    Since 2025-07-02

Branch Locations

701 Poydras Street, New Orleans, LA 70139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 09/2024 Present
Hancock Whitney Bank New Orleans LA 06/1996 Present
Cetera Investment Advisers Llc New Orleans LA 07/2025 Present
  • 09/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/1996 → Present
    Hancock Whitney Bank
    New Orleans, LA
  • 07/2025 → Present
    New Orleans, LA
Other Businesses

1.) MANAGE PRIVATE WEALTH TEAMS AT HANCOCK WHITNEY BANK. 2.) REGIONAL WEALTH MANAGER AT HANCOCK WHITNEY; SUPERVISE ACTIVITIES OF PRIVATE WEALTH MANAGEMENT TEAM; ESTABLISH SALES GOALS FOR TEAM; ESTABLISH FINANCIAL CONTROLS; MAINTAIN CORPORATE STANDARDS; REPORTS FINANCIAL DATA; MEETS WITH WEALTH MANGEMENT CLIENTS. 3.) TREASURER AND CHAIR OF FINANCE COMMITTE FOR TRINITY EPISCOPAL CHURCH OF NEW ORLEANS; LEAD FINANCE COMMITTEE AND MONITOR THE CHURCH'S FINANCIAL HEALTH AND ENSURING COMPLIANCE WITH CHURCH AND LEGAL STANDARDS. 4.) BOARDMEMBER AT MANNING FAMILY CHILDREN'S; HELPS GOVERN THE ORGANIZATION BY SETTING STRATEGIC GOALS, OVERSEEING FINANCIAL HEALTH; 2 HRS/WK. 5.) MEMBER OF GRANTS COMIMTTEE AT BAPTIST COMMUNITY MINISTRIES; ASSISTS WITH RECOMMENDING NON-PROFIT GRANT RECIPIENTS; 2 HRS/WK. 6.) ADVISORY BOARDMEMBER OF HANCOCK WHITENY'S LP INVESTMETN IN FUND II; REVIEW QUARTERLY REPORTATING PACKAGES AND ATTEND QUARTERLY MEETINGS, MONITOR PERFORMANCE OF FUND II'S UNDERLYING INVESTMENTS IN CLOSELY HELD COMPANIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-30
  • S66 Uniform Combined State Law Examination
    2025-06-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Orleans, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor