Alec Yamauchi

Equitable Advisors, LLC

CRD 7989956

Claim This Profile

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-12-13

AZ RA
APPROVED

Since 2024-12-13

Branch Locations

Phoenix, AZ • United States

14851 N. Scottsdale Road Suite 103, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Liberty High School	Peoria	AZ	09/2015	09/2019
Dairy Queen	Peoria	AZ	09/2017	09/2021
Hirayama Electric	Hilo	HI	05/2024	08/2024
Perfect Game Baseball	Peoria	AZ	03/2023	07/2023
Unemployed	Peoria	AZ	10/2021	05/2022
Equitable Advisors, Llc	New York	NY	09/2024	Present
Doordash	Peoria	AZ	06/2022	08/2024

09/2015 → 09/2019

Liberty High School

Peoria, AZ
09/2017 → 09/2021

Dairy Queen

Peoria, AZ
05/2024 → 08/2024

Hirayama Electric

Hilo, HI
03/2023 → 07/2023

Perfect Game Baseball

Peoria, AZ
10/2021 → 05/2022

Unemployed

Peoria, AZ
09/2024 → Present

Equitable Advisors, Llc

New York, NY
06/2022 → 08/2024

Doordash

Peoria, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-11

S66 Uniform Combined State Law Examination

2024-12-11

View on SEC IAPD

More in Phoenix, AZ

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor