Catalin Ionut Gard

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-04-08
MS	RA	APPROVED	2025-04-07
TX	RA	APPROVED	2025-04-02
AL	RA	APPROVED	2025-01-21

GA RA
APPROVED

Since 2025-04-08
MS RA
APPROVED

Since 2025-04-07
TX RA
APPROVED

Since 2025-04-02
AL RA
APPROVED

Since 2025-01-21

Branch Locations

41 W I-65 Service Road N Ste 220, Mobile, AL 36608 • United States

360 Courthouse Rd Ste A, Gulfport, MS 39507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Mobile	AL	09/2024	Present
Gard Tennis Llc	Sandy Springs	GA	07/2021	Present
Self Employed	Atlanta	GA	05/2008	07/2021

09/2024 → Present

Wells Fargo Clearing Services, Llc

Mobile, AL
07/2021 → Present

Gard Tennis Llc

Sandy Springs, GA
05/2008 → 07/2021

Self Employed

Atlanta, GA

Other Businesses

GARD TENNIS PREP LLC, NOT INV RELATED, ATLANTA, GA, 100% OWNERSHIP, START 11/20/24, 1 HR PER MONTH, 0 HRS DURING TRADING, TENNIS COACHING; RENTAL PROPERTY, INV RELATED, SANDY SPRINGS, GA, 100% OWNERSHIP WITH SPOUSE, START 11/20/24, 1 HRS PER MONTH, 0 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, MARIETTA, GA, 100% OWNERSHIP WITH SPOUSE, START 11/20/24, 1 HRS PER MONTH, 0 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, ROSWELL, GA, 100% OWNERSHIP WITH SPOUSE, START 11/20/24, 1 HRS PER MONTH, 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-21
S63	Uniform Securities Agent State Law Examination	2023-11-02

S66 Uniform Combined State Law Examination

2025-01-21
S63 Uniform Securities Agent State Law Examination

2023-11-02

Other Names

Catalin Gard

View on SEC IAPD