Robert Lawton

Rbc Capital Markets, LLC

Greenwood Village, CO

CRD 7989655

Claim This Profile

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-04-22

CO RA
APPROVED

Since 2026-04-22

Branch Locations

Centennial, CO • United States

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Greenwood Village	CO	03/2026	Present
Baird	777 E Wisconson Avenue	WI	09/2024	02/2026
Trustee Services Group	Colorado Springs	CO	04/2023	08/2024
Thomson Reuters	New York	NY	05/2014	02/2023
Unemployed Between Positions About 2 Months	Centennial	CO	02/2023	04/2023

03/2026 → Present

Rbc Capital Markets, Llc

Greenwood Village, CO
09/2024 → 02/2026

Baird

777 E Wisconson Avenue, WI
04/2023 → 08/2024

Trustee Services Group

Colorado Springs, CO
05/2014 → 02/2023

Thomson Reuters

New York, NY
02/2023 → 04/2023

Unemployed Between Positions About 2 Months

Centennial, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-22

S66 Uniform Combined State Law Examination

2026-04-22

Other Names

Robert J Lawton

View on SEC IAPD

More in Centennial, CO

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor