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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-12
  • CO RA
    APPROVED
    Since 2025-08-12

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Durango, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Evergreen CO 10/2013 07/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 09/2022 02/2024
Unemployed Rio Rancho NM 02/2024 02/2025
Alight Financial Solutions, Charlotte NC 02/2025 07/2025
Alight Solutions Chicago IL 02/2025 07/2025
Prospera Financial Services Dallas TX 08/2025 Present
U.S. Bancorp Investments, Inc. Evergreen CO 07/2016 09/2022
  • 10/2013 → 07/2016
    Wells Fargo Advisors, Llc
    Evergreen, CO
  • 09/2022 → 02/2024
    Albuquerque, NM
  • 02/2024 → 02/2025
    Unemployed
    Rio Rancho, NM
  • 02/2025 → 07/2025
    Alight Financial Solutions,
    Charlotte, NC
  • 02/2025 → 07/2025
    Alight Solutions
    Chicago, IL
  • 08/2025 → Present
    Prospera Financial Services
    Dallas, TX
  • 07/2016 → 09/2022
    Evergreen, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-17
  • S66 Uniform Combined State Law Examination
    2014-04-17
Other Names
  • Jennifer Anne Gabriel
  • Jennifer Anne Aucoin

View on SEC IAPD

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