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Elenor Pontillo Drick

Wells Fargo Clearing Services, LLC

Norco, CA

Spokane, WA

CRD 7989579

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-02-20
  • WA RA
    APPROVED
    Since 2025-02-20

Branch Locations

140 Hidden Valley Pkwy Ste G, Norco, CA 92860 • United States

10112 E Sprague Ave, Spokane, WA 99206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Spokane WA 09/2024 Present
Wells Fargo Bank, Na Spokane WA 02/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-19
S63 Uniform Securities Agent State Law Examination 2024-12-21
  • S65 Uniform Investment Adviser Law Examination
    2025-02-19
  • S63 Uniform Securities Agent State Law Examination
    2024-12-21
Other Names
  • Elen Drick
  • Elenor Ebol Pontillo
  • Elenor Drick

View on SEC IAPD

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