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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-24 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | Garden City | NY | 10/2024 | 07/2025 |
| Hilton Capital Management, Llc | Garden City | NY | 05/2024 | 10/2024 |
| Ruder Finn | New York | NY | 06/2023 | 05/2024 |
| Student | Bronx | NY | 08/2019 | 05/2023 |
| Student | Buffalo | NY | 09/2014 | 08/2019 |
| Neuberger Berman | New York | NY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-07 |
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