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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-28
NJ RA APPROVED 2025-04-21
  • TX RA
    APPROVED
    Since 2025-04-28
  • NJ RA
    APPROVED
    Since 2025-04-21

Branch Locations

900 Oak Tree Ave, South Plainfield, NJ 07080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Edison NJ 09/2024 10/2024
Nylife Securities Llc Edison NJ 11/2024 02/2025
Hdfc Life Insurance Company Ltd Navsari 07/2013 06/2023
Home Maker Secaucus NJ 06/2023 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westfield NJ 02/2025 Present
Bank Of America, N.A. Westfield NJ 04/2025 Present
  • 09/2024 → 10/2024
    New York Life Insurance Company
    Edison, NJ
  • 11/2024 → 02/2025
    Nylife Securities Llc
    Edison, NJ
  • 07/2013 → 06/2023
    Hdfc Life Insurance Company Ltd
    Navsari
  • 06/2023 → 08/2024
    Home Maker
    Secaucus, NJ
  • 02/2025 → Present
    Westfield, NJ
  • 04/2025 → Present
    Bank Of America, N.A.
    Westfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-18
S63 Uniform Securities Agent State Law Examination 2024-11-30
  • S66 Uniform Combined State Law Examination
    2025-04-18
  • S63 Uniform Securities Agent State Law Examination
    2024-11-30

View on SEC IAPD

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