Nicholas Sarasin-Fuller

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2024 → Present
  Full Time Education
  Marquette, MI
• 08/2023 → 01/2024
  School District Of Rhinelander
  Rhinelander, WI
• 08/2020 → 07/2023
  West Iron County Public Schools
  Iron River, MI
• 03/2020 → 12/2023
  Instacart
  Iron River, MI
• 04/2020 → 12/2023
  Doordash
  Ionia, MI
• 06/2021 → 08/2021
  State Young Men's Christian Association
  Central Lake, MI
• 06/2020 → 08/2020
  Ymca Of Greater Toledo
  Jackson, MI
• 06/2017 → 08/2017
  State Young Men's Christian Association
  Central Lake, MI
• 06/2014 → 12/2017
  Ymca Of Greater Toledo
  Jackson, MI
• 01/2019 → 05/2019
  Menards
  Ionia, MI
• 08/2019 → 06/2020
  Ionia Public Schools
  Ionia, MI
• 09/2014 → 04/2018
  Alma College
  Alma, MI
• 05/2017 → 05/2019
  Pcmi/Willsub
  Portland, MI
• 06/2018 → 08/2018
  State Young Men's Christian Association
  Central Lake, MI
• 03/2019 → 08/2019
  State Young Men's Christian Association
  Central Lake, MI
• 06/2022 → 07/2022
  State Young Men's Christian Association
  Central Lake, MI
• 05/2023 → 08/2023
  State Young Men's Christian Association
  Central Lake, MI
• 09/2024 → Present
  Rychley Financial Services
  Forest Lake, MN
• 10/2024 → 09/2025
  Avantax Investment Services, Inc
  Forest Lake, MN
• 10/2024 → 09/2025
  Avantax Advisory Services
  Forest Lake, MN
• 09/2024 → Present
  Tax Smart Advisory Group Llc
  Forest Lake, MN
• 04/2025 → Present
  Ymca Of The North
  White Bear Lake, MN
• 05/2025 → 09/2025
  Teachers On Call
  Bloomington, MN
• 09/2025 → Present
  Kelly Education
  Troy, MI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Forest Lake, MN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2026 → Present
  Windsor Green Townhome Association
  Brighton, MN

Previous Registrations

• 2024-11-20 → 2025-09-05
  Avantax Advisory Services
  Forest Lake, MN
  Dallas, TX

Other Businesses

1) RYCHLEY FINANCIAL SERVICES POSITION: Financial Planning Assistant NATURE: Rychley Financial Services offers financial planning and tax preparation services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 78 START DATE: 09/24/2024 ADDRESS: 25 North Lake Street, Suite 210, Forest Lake MN 55025, United States DESCRIPTION: I will be assisting financial planners in the financial planning process. I will be assisting with opening accounts, processing customer requests, and other related activities. 2) TAX SMART ADVISORY GROUP LLC POSITION: Financial Planning Assistant NATURE: Tax-Smart Advisory Group LLC is a shared services company for financial advisors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2024 ADDRESS: 25 North Lake Street, Suite 210, Forest Lake MN 55025, United States DESCRIPTION: All work completed is under Rychley Financial Services. 3) YMCA OF THE NORTH POSITION: Swim Instructor NATURE: The Swim Instructor is responsible for providing swimming instruction to people of all ages, following the YMCA of the USA Aquatics and Swim Lessons guidelines. Swim Instructors will provide excellent customer service in a safe, enjoyable, and positive atmosphere that promotes member safety and satisfaction in accordance with the YMCA policies and procedures. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2025 ADDRESS: 2100 Orchard LN, White Bear Lake MN 55110, United States DESCRIPTION: Provide swimming instruction to students of various ages and ability levels. Maintain constant supervision of students, watch for swimmers needing assistance, and aid swimmers when necessary to ensure positive learning environment. Know, understand, and consistently communicate policies and procedures for the pool and whirlpool. Understand the YMCA Swim Lessons program, including swimming levels and skills taught for each level. Evaluate students and recommend placement in the correct skill level. 4)KELLY EDUCATION POSITION: Substitute Teacher NATURE: In this role, I will be a substitute teacher and paraprofessional for the normal employees when they are out. I will befulfilling their normal duties at school while they are absent. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 20 START DATE: 09/02/2025 ADDRESS: 999 West Big Beaver Road, Troy MI 48084, United States DESCRIPTION: Maintain Safety in the Classroom Follow school and classroom procedures Follow sub plans Engage with studentsSupervise students at recess and in other locations 5) NAME OF OTHER BUSINESS: WINDSOR GREEN TOWNHOME ASSOCIATION INVESTMENT RELATED: N ADDRESS: 270 WINDSOR LN NEW BRIGHTON MN 55112 NATURE OF BUSINESS: AS A SPORTS INSTRUCTOR FOR THE ASSOCIATION, I WILL BE TEACHING SWIM AND PICKLEBALL LESSONS. START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: SPORTS INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SPORTS INSTRUCTOR FOR THE ASSOCIATION, I WILL BE TEACHING SWIM AND PICKLEBALL LESSONS.

Exams

• S66 Uniform Combined State Law Examination
  2024-11-20

Other Names

• Nicholas Fuller