Richard P Breed

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-06-13

CT RA
APPROVED

Since 2025-06-13

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	09/2024	Present
Tarlow Breed Hart & Rodgers Pc	Boston	MA	11/2018	09/2024
Unemployed	Marblehead	MA	08/2018	11/2018
Arent Fox Schiff	Boston	MA	03/2016	07/2018

09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
11/2018 → 09/2024

Tarlow Breed Hart & Rodgers Pc

Boston, MA
08/2018 → 11/2018

Unemployed

Marblehead, MA
03/2016 → 07/2018

Arent Fox Schiff

Boston, MA

Other Businesses

I*: 2029339 Name of the other business: TNHG LLC Investment-related: No Address of the other business: Marblehead, MA 01945 Nature of the other business: This is an LLC that rents ice time for pickup ice hockey games. While the LLC is not recognized as tax-exempt for income tax purpose, this LLC does not operate for a profit. We simply collect dues from the players to pay for the ice time. There is no monthly/annual profit because our dues are matched to the cost of the ice time. The ice time is rented by an LLC instead of by me personally for liability protection. Your position: Manager Title, or relationship with the other business: Sole owner Start date of your relationship: 2014 Approximate number of hours/months you devote to the other business: 0.25 hours per month. Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: My job is to rent the ice from the Ice rink, collect dues from players, and pay the ice rink for the ice time rental fee. I do not receive a fee or other compensation from the LLC for providing this service.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-03

S66 Uniform Combined State Law Examination

2025-06-03

Other Names

Richard P Breed

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