Kathryn Elizabeth King

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA

Other Businesses

I*4749278, Entity Type: Entity Charitable, Name of OBA: Nasa Tophat, Inc, Address: Atlanta, Georgia, 30325, Investment Related: N, Position, Title, Association: ["Treasurer"], Employee Start Date: 08/01/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: I will be the team treasurer. I have a VISA debit card through Playmetrics. I collect money on the app (not through me personally) and then apply it to tournament fees. I am NOT handling cash. I am monitoring the funds to make sure they are collected and paid. It is an administrative function. Youth soccer league.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-02

Other Names

• Kathryn Elizabeth Chance