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Caroline Rose Kiser

Tgs Financial Advisors

Radnor, PA

CRD 7988869

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Employer firm

Tgs Financial Advisors CRD 107289

$426M regulatory AUM 8 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tgs Financial Advisors

100 W. Matsonford Road Building 3, Suite 304, Radnor, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-27
TX RA APPROVED 2025-05-27
  • PA RA
    APPROVED
    Since 2025-05-27
  • TX RA
    APPROVED
    Since 2025-05-27

Branch Locations

100 W. Matsonford Road Building 3, Suite 304, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tgs Financial Advisors Radnor PA 08/2024 Present
Upper Merion High School King Of Prussia PA 03/2024 06/2024
Upper Merion High School King Of Prussia PA 03/2023 06/2023
Upper Merion High School King Of Prussia PA 03/2022 06/2022
Katalyst Analytics Ardmore PA 05/2022 03/2024
Nordstrom King Of Prussia PA 09/2017 09/2020
Union College Schenectady NY 09/2017 06/2023
The Baldwin School Bryn Mawr PA 09/2014 06/2017
Delaware Community College Media PA 06/2023 08/2023
  • 08/2024 → Present
    Tgs Financial Advisors
    Radnor, PA
  • 03/2024 → 06/2024
    Upper Merion High School
    King Of Prussia, PA
  • 03/2023 → 06/2023
    Upper Merion High School
    King Of Prussia, PA
  • 03/2022 → 06/2022
    Upper Merion High School
    King Of Prussia, PA
  • 05/2022 → 03/2024
    Katalyst Analytics
    Ardmore, PA
  • 09/2017 → 09/2020
    Nordstrom
    King Of Prussia, PA
  • 09/2017 → 06/2023
    Union College
    Schenectady, NY
  • 09/2014 → 06/2017
    The Baldwin School
    Bryn Mawr, PA
  • 06/2023 → 08/2023
    Delaware Community College
    Media, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-27
  • S65 Uniform Investment Adviser Law Examination
    2025-05-27

View on SEC IAPD

Nearby Firms

NORDWAND ADVISORS
MCADAM LLC
ALTERRA IOS MANAGER, LLC

Nearby Investors

GERALD JOSHUA KANE
CHRISTOPHER MICHAEL BOYLE
DOUGLAS HENRY DELONG

Nearby Offices

NORDWAND ADVISORS · RADNOR, PA
MCADAM LLC · RADNOR, PA
ALTERRA IOS MANAGER, LLC · RADNOR, PA

More in Radnor, PA

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