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Matthew N Harris

Raymond James & Associates, Inc.

Charlotte, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-04
  • NC RA
    APPROVED
    Since 2025-03-04

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Charlotte NC 10/2024 Present
Workpath Charlotte NC 06/2023 03/2024
Cla Charlotte NC 10/2014 04/2023
Looking For My Next Opportunity And To Join Raymond James Charlotte NC 03/2024 09/2024
  • 10/2024 → Present
    Raymond James & Associates, Inc.
    Charlotte, NC
  • 06/2023 → 03/2024
    Workpath
    Charlotte, NC
  • 10/2014 → 04/2023
    Cla
    Charlotte, NC
  • 03/2024 → 09/2024
    Looking For My Next Opportunity And To Join Raymond James
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28
Other Names
  • Matt Neil Harris

View on SEC IAPD

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