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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Vp Management Corp | Davidson | NC | 09/2024 | 05/2025 |
| Liberty University | Lynchburg | VA | 08/2019 | 12/2021 |
| University Of North Carolina At Charlotte | Charlotte | NC | 12/2021 | 05/2024 |
| Roger O Connell State Farm | Davidson | NC | 04/2024 | 05/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2025 | Present |
| U.S. National Whitewater Center | Charlotte | NC | 06/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2025 | Present |
| North Iredell High School | Olin | NC | 08/2015 | 08/2019 |
| Vanguard Advisers, Inc. | Charlotte | NC | 11/2025 | Present |
NAME OF BUSINESS: U.S. NATIONAL WHITEWATER CENTER NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RECREATION AND TRAINING POSITION: COACH START DATE: 06/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACH BASIC WHITEWATER MANEUVERS, NAVIGATION AND SAFETY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: HEALTH, ACCIDENT, & SICKNESS INSURANCE POSITION: N/A START DATE: 05/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE INSURANCE POSITION: N/A START DATE: 05/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-01-06 |
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