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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-16
  • MA RA
    APPROVED
    Since 2026-04-16

Branch Locations

One International Place, Boston, MA 02110-2600 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Boston MA 09/2011 12/2024
Gerald Donovan Boston MA 10/2011 12/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 12/2024
Lpl Financial, Llc Needham MA 02/2025 01/2026
Unemployed Quincy MA 01/2025 02/2025
Goodman Advisory Group, Llc Needham MA 02/2025 01/2026
Unemployed Quincy MA 01/2026 03/2026
Charles Schwab & Co., Inc. Boston MA 03/2026 Present
Schwab Wealth Advisory, Inc. Boston MA 03/2026 Present
  • 09/2011 → 12/2024
    Boston, MA
  • 10/2011 → 12/2024
    Gerald Donovan
    Boston, MA
  • 01/2016 → 12/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2025 → 01/2026
    Lpl Financial, Llc
    Needham, MA
  • 01/2025 → 02/2025
    Unemployed
    Quincy, MA
  • 02/2025 → 01/2026
    Needham, MA
  • 01/2026 → 03/2026
    Unemployed
    Quincy, MA
  • 03/2026 → Present
    Charles Schwab & Co., Inc.
    Boston, MA
  • 03/2026 → Present
    Boston, MA
Previous Registrations
Other Businesses

1) Squantum Yacht Club | Investment Related:No|646 Quincy Shore Drive P.O. Box 67|Quincy |MA|02170|USA|Other|Member of the Social Committee|9/2/2025|Less than 20|0|Help with organizing and planning social activites, 2) Temple Beth David of the South Shore | Investment Related:No|1060 Randolph St. |Canton |MA|02021|USA|Nonprofit Charitable Organizations|Board Member|6/19/2026|Less than 20|0|Attending board meetings and voting on decisions for the organizations including financial expenditures. , 3) Temple Beth David of the South Shore (Synagogue) | Investment Related:No|1060 Randolph St|Canton |MA|02021|USA|Nonprofit Charitable Organizations|Chairman of the Security Committee|8/7/2026|Less than 20|0|Work with other organizations regarding building security, make sure fire extinguishers and other safety devices are functional and answer member questions and concerns about security. No investments involved.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-21
  • S66 Uniform Combined State Law Examination
    2005-09-21
Other Names
  • Alan Abraham Zwicker
  • Alan A Zwicker

View on SEC IAPD

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