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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-04-16 |
Branch Locations
One International Place, Boston, MA 02110-2600 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Boston | MA | 09/2011 | 12/2024 |
| Gerald Donovan | Boston | MA | 10/2011 | 12/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2024 |
| Lpl Financial, Llc | Needham | MA | 02/2025 | 01/2026 |
| Unemployed | Quincy | MA | 01/2025 | 02/2025 |
| Goodman Advisory Group, Llc | Needham | MA | 02/2025 | 01/2026 |
| Unemployed | Quincy | MA | 01/2026 | 03/2026 |
| Charles Schwab & Co., Inc. | Boston | MA | 03/2026 | Present |
| Schwab Wealth Advisory, Inc. | Boston | MA | 03/2026 | Present |
1) Squantum Yacht Club | Investment Related:No|646 Quincy Shore Drive P.O. Box 67|Quincy |MA|02170|USA|Other|Member of the Social Committee|9/2/2025|Less than 20|0|Help with organizing and planning social activites, 2) Temple Beth David of the South Shore | Investment Related:No|1060 Randolph St. |Canton |MA|02021|USA|Nonprofit Charitable Organizations|Board Member|6/19/2026|Less than 20|0|Attending board meetings and voting on decisions for the organizations including financial expenditures. , 3) Temple Beth David of the South Shore (Synagogue) | Investment Related:No|1060 Randolph St|Canton |MA|02021|USA|Nonprofit Charitable Organizations|Chairman of the Security Committee|8/7/2026|Less than 20|0|Work with other organizations regarding building security, make sure fire extinguishers and other safety devices are functional and answer member questions and concerns about security. No investments involved.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-21 |
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