Yancy Ranalli

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2016
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Miami, FL
• 11/2016 → Present
  Ubs Financial Services Inc.
  Coral Gables, FL

Previous Registrations

• 2015-09-22 → 2016-11-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL

Other Businesses

Beach Point Club,FloridaUnited States,Condominium association,Real Estate,HOA - Condo association,HOA - presidentAssist the board & management company with daily operating activities related to the building where I reside, Start date -1/1/2026

Exams

• S66 Uniform Combined State Law Examination
  2026-02-14
• S63 Uniform Securities Agent State Law Examination
  2002-04-22

Other Names

• Yancy Aponte