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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-30 |
| TX | RA | APPROVED | 2026-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Irvine | CA | 01/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | AR | 01/2026 | Present |
| Ktla Medical Management Inc. | Corona | CA | 03/2022 | Present |
| Fidelity Investments | Pasadena | CA | 09/2024 | 01/2026 |
| Fidelity Brokerage Services Lll | Pasadena | CA | 09/2024 | 01/2026 |
| Gt Mgt Services Inc | Chatsworth | CA | 01/2021 | 03/2022 |
| Horizon Enterprise Inc | Alhambra | CA | 10/2021 | 12/2021 |
| Instep Marketing Inc | Ontario | CA | 11/2021 | 11/2021 |
| The Hanna's Transortation | Rancho Cucamonga | CA | 04/2021 | 05/2021 |
| Green T Carpet Clearing Inc | Chatsworth | CA | 07/2020 | 01/2021 |
| Fatburger | Fontana | CA | 11/2018 | 07/2020 |
| Unemployed | Corona | CA | 01/2016 | 10/2018 |
Entity Name: KTLA Medical Management Inc. Investment related: No Address: Corona, CA Nature of the other business: Medical Management Position/Title/Relationship: Employee/Contractor Start Date: 03/20/2022 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Data entry clerk
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-24 |
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