Robert Thomas Whaley

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-08-06
TX	RA	APPROVED_RES	2025-08-06

KY RA
APPROVED

Since 2025-08-06
TX RA
APPROVED_RES

Since 2025-08-06

Branch Locations

Florence, KY • United States

100 Howe Drive, Covington, KY 41015-5000 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charter - Spectrum	Louisville	KY	03/2020	02/2024
Defender Direcr - Defunct	Kentucky	KY	01/2009	03/2020
Unemployed	Florence	KY	02/2024	09/2024
Fidelity Investments	Covington	KY	09/2024	Present

03/2020 → 02/2024

Charter - Spectrum

Louisville, KY
01/2009 → 03/2020

Defender Direcr - Defunct

Kentucky, KY
02/2024 → 09/2024

Unemployed

Florence, KY
09/2024 → Present

Fidelity Investments

Covington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-02

S66 Uniform Combined State Law Examination

2025-07-02

Other Names