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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-17 |
| NY | RA | APPROVED | 2025-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Merrick | NY | 08/2022 | 06/2023 |
| Bentley University | Waltham | MA | 10/2023 | 05/2024 |
| Unemployed | Merrick | NY | 05/2020 | 06/2021 |
| Rinx Inc. | Hauppauge | NY | 09/2019 | Present |
| Fidelity Investments | Plainview | NY | 09/2024 | 07/2025 |
| Unemployed | Merrick | NY | 09/2014 | 09/2019 |
| Unemployed | Merrick | NY | 08/2021 | 06/2022 |
| Freeport Tax And Services | Bellmore | NY | 09/2019 | 05/2020 |
| Fidelity Investments | Boston | MA | 03/2025 | 07/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2025 | Present |
| Bentley University | Waltham | MA | 09/2020 | 05/2024 |
| Hofstra University | Hempstead | NY | 09/2024 | Present |
I*: 2641281 Entity Type: For Profit Name: The Rinx. Investment-related: No Address: Bethpage, NY 11714 Your position: Coach Start date of your relationship: 09/14/2019 Hours/month you devote to the other business: 2 hrs wkly Hours you devote to the other business during securities trading hours: 0 Duties: Instruct children and teenagers the skills and techniques necessary for their respected levels while creative a supportive and motivating environment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-13 |
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