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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Roseville | CA | 03/2016 | Present |
| Tri Counties Bank | Roseville | CA | 03/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Roseville | CA | 03/2016 | Present |
(1)Name of Business: Tri Counties Advisors Address: 3700 Douglas Blvd, Roseville, CA, 95661, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operations Supervisor, Branch Manager Delegate (2)Name of Business: Tri Counties Bank Address: 3700 Douglas Blvd, Roseville, CA, 95661, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/02/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operations Supervisor and Branch Manager Delegate assisting advisors, CA's and providing client services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-22 |
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