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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-03-23 |
| TX | RA | APPROVED | 2015-02-26 |
Branch Locations
1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sarasota | FL | 02/2015 | Present |
| City National Bank | Sarasota | FL | 02/2021 | Present |
(1) SEND OUT CARDS; ADDRESS: 1825 RESEARCH WAY, SALT LAKE CITY, UT 84119; BUSINESS DESCRIPTION: GREETING CARDS AND GIFTS; NOT INVESTMENT RELATED; START DATE: 08/01/2017; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: RELATIONSHIP MARKETING TOOL; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-24 |
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